Accredited Investor Questionnaire

 

Step 1 of 3

In order to comply with applicable U.S. Securities Laws, prospective investors will be given access to more complete Project information after completing this Accredited Investor Questionnaire. Information provided will remain confidential, and not be shared with third parties.


Under Section 5 of The Securities Act of 1933 (the “Securities Act”), all offers and sales of securities must be “registered” with the SEC. This registration process requires issuers to prepare and file a preliminary prospectus with the SEC for review and comment. The Section 5 registration process is burdensome and expensive. However, regional centers can avoid the Section 5 registration if the offering qualifies via a defined exemption under Regulation D. Specifically, Rule 506 of Regulation D permits a regional center to sell their offering to “accredited investors.” The definition of an “accredited investor” is set forth at Rule 501 of Regulation D and includes, but is not limited to:

  • Any natural person whose individual net worth, or joint net worth with that person's spouse, exceeds $1,000,000 USD;


  • Any natural person who had an individual income in excess of $200,000 USD in each of the two most recent years and has a reasonable expectation of reaching the same income level in the current year; or


  • Any natural person who had joint income with that person's spouse in excess of $300,000 USD in each of the two most recent years and has a reasonable expectation of reaching the same income level in the current year.

    • Even if an EB-5 investor meets the definition of an accredited investor, whether GMRC can rely on the Regulation D exemption depends on the physical location of the EB-5 investor at the time the subscription agreement is filed. If an EB-5 investor is outside of the United States at the time the subscription agreement is signed, then GMRC may rely on the Regulation S exemption for offshore offerings.

    The current questionnaire does NOT represent the sale of or the offer to sell securities. Each prospective investor must complete this questionnaire and return it via e-mail, standard mail, or fax to the General Partner, Green Mountain Regional Center, LLC ("GMRC"). The following information is to be furnished in order for GMRC to determine whether the undersigned is qualified to invest in the above referenced Limited Partnership pursuant to Section 4(2) and Regulation D of the Securities Act of 1933, as amended (the “Act”) and appropriate provisions of applicable state securities laws.


    All questions must be answered and all requested information must be provided to determine investor eligibility. If the answer to a particular question is "none" or "not applicable", please indicate as such in your response.


    Please note that all information provided in this questionnaire will be treated as confidential and will not be shared with any third party except in cases where the Limited Partnership is called upon to establish that the proposed offer and sale of the investment is exempt from registration under the Act or meets the requirements of applicable securities laws.


    Understanding the information presented above, I the undersigned represent that the facts furnished in this questionnaire are true and correct, and that the Limited Partnership and its counsel are depending on the truth and accuracy of the included information to comply with state and federal securities laws.


    * You must agree to these terms to proceed